Category | Classification | Comments |
---|---|---|
Brokerage / Placement | Type 1 FIBF | Brokerage & public offering/private placement of traditional securities such as bonds and shares previously categorized as Securities Broker. |
Brokerage / Placement | Type 2 FIBF | Limited to brokerage & public offering/private placement of Deemed Securities. More popular in real estate related industry. |
Investment Management | Discretionary Investment Management | Conduct discretionary investment management business. Fund managers for mutual funds, J-REITs etc. |
Investment Management | Investment Advisory | Limited to provide investment advice only. |